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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

241 E Genesee St, Syracuse, NY 13202-1409 • United States

Marcellus, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Syracuse NY 09/2005 03/2020
Ameriprise Financial Services, Llc Syracuse NY 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 237-243 East Genesee StreetSyracuse, NY 13202, ,; Investment-Related; 05/01/2013 / Single Family; 1001 Velasko Road, , Syracuse, NY, 13209; Not Investment-Related; 10/01/2020. Business Ownership; The Courier, LLC; ; As building owner, collecting rents from tennants, managing expenses of housing office at this location; 237-243 East Genesee StreetSyracuse, NY 13203, ,; Investment-Related; 08/01/2013; 1 to 9 hours per month; 0 during trading hours / Advisor Resources, LLC; ; Entity to sign lease for office space and manage office expenses; 313 East Willow StreetSyracuse, NY 13203, ,; ; 03/01/2000; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-22
  • S63 Uniform Securities Agent State Law Examination
    1990-10-22
Designations

View on SEC IAPD

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