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Robert Norman Blakeman

Wells Fargo Clearing Services, LLC

Garden City, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-08
  • NY RA
    APPROVED
    Since 2023-06-08

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 10/2009 06/2023
Bank Of America, Na Garden City NY 01/2010 06/2023
Wells Fargo Clearing Services, Llc Garden City NY 06/2023 Present
Previous Registrations
  • 2009-10-23 → 2023-06-09
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Garden City, NY
    Garden City, NY
    Garden City, NY
    Melville, NY
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Garden City , NY
    Garden City, NY
  • 2002-11-25 → 2004-10-20
    Quick & Reilly, Inc.
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1990-07-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1990-07-06

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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