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Karen Anne Cacioppo

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2015-10-13
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2015-10-13

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 10/2015 Present
Previous Registrations
  • 2013-12-04 → 2015-11-05
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 2008-04-01 → 2012-10-04
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
Other Businesses

KEEVA BY KENNEDY 604 FALKIRK COURT ABINGDON, MD 21009 410-459-3575 CUSTOM MADE FROM HOME JEWELRY BUSINESS WITH MY DAUGHTERS SINCE 06/2013 MANAGER/OWNER NON INVESTMENT RELATED 10 HOURS PER MONTH/ NON SECURITIES TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 1998-10-02
  • S66 Uniform Combined State Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02
Other Names
  • Karen Anne Maisel
  • Karen Anne Maisel-Kennedy
  • Karen Anne Maiselkennedy
  • Karen Anne Maisel Kennedy
  • Karen Kennedy

View on SEC IAPD

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