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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| CT | RA | APPROVED | 2017-12-12 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 01/1989 | 04/2017 |
| Morgan Stanley | Garden City | NY | 04/2017 | Present |
1. LB Eatery LLC; Not Investment related; Cafe/Food Service; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2006; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-20 |
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