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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| CT | RA | APPROVED | 2020-06-26 |
Branch Locations
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Jersey City | NJ | 06/2011 | 06/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2020 |
| Wells Fargo Clearing Services, Llc. | Garden City | NY | 06/2020 | Present |
REYEM NOPATS LLC, INV RELATED, JAMESPORT, NY, 33% OWNERSHIP, START 10/7/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD LAND FOR THE BUILD AND SALE OF A HOUSE. DISTRIBUTION TRUSTEE FOR FRIEND AND CLIENT; INV RELATED; DELRAY, FL; START: 1/1/2025; 5 HOURS A MONTH; 5 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-26 |
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