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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01

Branch Locations

177 Montague Street, Brooklyn, NY 11201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 05/2026 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 05/2026 Present
Xprs | Express Retail Solutions Farmingdale NY 02/2026 05/2026
Equitable Financial Life Insurance New York NY 09/2025 01/2026
Equitable Advisors, Llc New York NY 09/2025 01/2026
Unemployed Saint James NY 09/2024 08/2025
Ivci Hauppuage NY 07/2024 08/2024
Horvath & Tremblay Lynnfield MA 06/2024 08/2024
Main Street Financial Group Smithtown NY 05/2024 06/2024
Unemployed Saint James NY 08/2023 04/2024
Taglich Brothers Cold Spring Harbor NY 06/2023 08/2023
Unemployed St. James NY 09/2017 05/2023
Del Fuego Saint James NY 09/2014 08/2017
  • 05/2026 → Present
    Brooklyn, NY
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 02/2026 → 05/2026
    Xprs | Express Retail Solutions
    Farmingdale, NY
  • 09/2025 → 01/2026
    Equitable Financial Life Insurance
    New York, NY
  • 09/2025 → 01/2026
    New York, NY
  • 09/2024 → 08/2025
    Unemployed
    Saint James, NY
  • 07/2024 → 08/2024
    Ivci
    Hauppuage, NY
  • 06/2024 → 08/2024
    Horvath & Tremblay
    Lynnfield, MA
  • 05/2024 → 06/2024
    Main Street Financial Group
    Smithtown, NY
  • 08/2023 → 04/2024
    Unemployed
    Saint James, NY
  • 06/2023 → 08/2023
    Taglich Brothers
    Cold Spring Harbor, NY
  • 09/2017 → 05/2023
    Unemployed
    St. James , NY
  • 09/2014 → 08/2017
    Del Fuego
    Saint James, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-22
  • S66 Uniform Combined State Law Examination
    2025-07-22
Other Names
  • Cooper Douglas Roman
  • Cooper Roman

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