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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2019-01-09
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

798 Manhattan Avenue, Brooklyn, NY 11222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 02/2010 Present
Previous Registrations
  • 2010-02-22 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/21/2014 ADDRESS: 509 LONG ISLAND CITY, NY. DETAILS: CONDO. Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-07
S63 Uniform Securities Agent State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2008-05-07
  • S63 Uniform Securities Agent State Law Examination
    2005-08-19
Other Names
  • Michael Wloch

View on SEC IAPD

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