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Ryan Thomas Fisher

Morgan Stanley

Rolling Hills Estates, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-05
TX RA APPROVED_RES 2023-09-05
  • CA RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Torrance CA 07/2016 08/2017
E*Trade Capital Management Llc Torrance CA 07/2016 08/2017
Fidelity Brokerage Services Llc Torrance CA 08/2017 04/2018
E*Trade Securities Llc Torrance CA 04/2018 09/2020
E*Trade Capital Management Llc Torrance CA 04/2018 09/2020
E*Trade Securities Llc Rolling Hills CA 09/2020 Present
E*Trade Capital Management Llc Rolling Hills CA 09/2020 Present
Morgan Stanley Rolling Hills CA 03/2023 Present
Morgan Stanley Rolling Hills CA 09/2023 Present
Morgan Stanley Rolling Hills CA 09/2023 Present
  • 07/2016 → 08/2017
    E*Trade Securities Llc
    Torrance, CA
  • 07/2016 → 08/2017
    E*Trade Capital Management Llc
    Torrance, CA
  • 08/2017 → 04/2018
    Fidelity Brokerage Services Llc
    Torrance, CA
  • 04/2018 → 09/2020
    E*Trade Securities Llc
    Torrance, CA
  • 04/2018 → 09/2020
    E*Trade Capital Management Llc
    Torrance, CA
  • 09/2020 → Present
    E*Trade Securities Llc
    Rolling Hills, CA
  • 09/2020 → Present
    E*Trade Capital Management Llc
    Rolling Hills, CA
  • 03/2023 → Present
    Morgan Stanley
    Rolling Hills, CA
  • 09/2023 → Present
    Morgan Stanley
    Rolling Hills, CA
  • 09/2023 → Present
    Morgan Stanley
    Rolling Hills, CA
Previous Registrations
  • 2018-04-20 → 2023-09-05
    Harrisdirect Llc
    Torrance, CA
    Arlington, VA
    Rolling Hills, CA
    Los Angeles, CA
  • 2017-09-05 → 2018-04-24
    Strategic Advisers Llc
    Torrance, CA
  • 2016-07-13 → 2017-08-24
    Harrisdirect Llc
    Torrance, CA
    Arlington, VA
  • 2015-06-20 → 2016-07-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Torrance, CA
    Fullerton, CA
    Hermosa Beach, CA
    Torrance, CA
    Torrance, CA
    Hermosa Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-02
S63 Uniform Securities Agent State Law Examination 2005-12-07
  • S65 Uniform Investment Adviser Law Examination
    2015-06-02
  • S63 Uniform Securities Agent State Law Examination
    2005-12-07
Other Names
  • Ryan T. Fisher

View on SEC IAPD

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MARK ANTHONY BOUJIKIAN
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JOHN ANDRAOS
JOHN BACICH
JOSHUA KONDO
BRANDON DAVID BERNSTEIN
JAMES ROBERTRYAN WHEAT
JEANNIE MARIE MABRY

Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA

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