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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-05-22
  • IA RA
    APPROVED
    Since 2025-05-22

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

5700 University Avenue, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Spencer IA 03/2025 Present
Captainu Plano TX 03/2021 03/2025
Aerotek Engineering Cary NC 02/2019 02/2021
Southwestern College Winfield KS 01/2017 01/2019
Pine Tree High School Longview TX 12/2014 12/2017
  • 03/2025 → Present
    Northwest Wealth Management
    Spencer, IA
  • 03/2021 → 03/2025
    Captainu
    Plano, TX
  • 02/2019 → 02/2021
    Aerotek Engineering
    Cary, NC
  • 01/2017 → 01/2019
    Southwestern College
    Winfield, KS
  • 12/2014 → 12/2017
    Pine Tree High School
    Longview, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-22
  • S65 Uniform Investment Adviser Law Examination
    2025-05-22

View on SEC IAPD

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