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Paula G Moreland

LPl Financial LLC

Winston Salem, NC

Fayetteville, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-18
  • NC RA
    APPROVED
    Since 2022-05-18

Branch Locations

2098 Frontis Plaza Blvd, Winston Salem, NC 27103 • United States

1638 Skibo Rd, Fayetteville, NC 28303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Members Credit Union Winston Salem NC 03/2010 Present
Cuna Brokerage Services, Inc Waverly IA 01/2012 Present
Lpl Financial Llc Winston Salem NC 05/2022 Present
  • 03/2010 → Present
    Members Credit Union
    Winston Salem, NC
  • 01/2012 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Winston Salem, NC
Previous Registrations
  • 2019-01-04 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Winston Salem, NC
Other Businesses

1. 05-18-2022-MEMBERS Financial Services-Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-04
S63 Uniform Securities Agent State Law Examination 2013-11-25
  • S65 Uniform Investment Adviser Law Examination
    2019-01-04
  • S63 Uniform Securities Agent State Law Examination
    2013-11-25
Other Names
  • Paula R Griffin
  • Paula R Griffin
  • Paula R Moreland

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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