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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
NY RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-03-06
  • NY RA
    APPROVED
    Since 2026-01-02

Branch Locations

1 Flatbush Ave, Brooklyn, NY 11217 • United States

205 Smith St, Brooklyn, NY 11201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Brooklyn NY 11/2019 06/2022
J.P. Morgan Securities Llc Brooklyn NY 11/2019 06/2022
Capital One Brooklyn NY 04/2016 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 10/2025 Present
J.P Morgan Chase Bank New York NY 06/2022 10/2025
Bank Of America, N.A. Brooklyn NY 12/2025 Present
  • 11/2019 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 11/2019 → 06/2022
    J.P. Morgan Securities Llc
    Brooklyn, NY
  • 04/2016 → 11/2019
    Capital One
    Brooklyn, NY
  • 10/2025 → Present
    Brooklyn, NY
  • 06/2022 → 10/2025
    J.P Morgan Chase Bank
    New York, NY
  • 12/2025 → Present
    Bank Of America, N.A.
    Brooklyn, NY
Other Businesses

I*3124271 Entity Type: Entity For Profit Name of OBA: Morgy LLC Address: Ridgewood, New York, 11385 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/14/2019 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Online sales, selling household items on eBay. When orders are made, I prepare and send them out. I*3126272 Entity Type: N/A Name of OBA: Rental Property 1 Address: Tamarac, Florida, 33321 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 04/21/2022 Number of Hours: 0, Monthly Number of Hours during trading: 0, Monthly Duties: N/A I*3126273 Entity Type: N/A Name of OBA: Rental Property 2 Address: Oakland Park, Florida, 33309 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/20/2021 Number of Hours: 0, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
S63 Uniform Securities Agent State Law Examination 2020-05-15
  • S66 Uniform Combined State Law Examination
    2025-12-30
  • S63 Uniform Securities Agent State Law Examination
    2020-05-15

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