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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2012-01-05
NJ RA APPROVED 2005-09-01
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • NJ RA
    APPROVED
    Since 2005-09-01

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NJ 07/2004 Present
Bank Of America, N.A. Garden City NY 05/2011 Present
Other Businesses

I*10422 For profit or not for profit: Name of outside business organization: malfettone investment property Investment related: Address of business: northville, New York 12134 Nature of business: , Position, title, association: , Start date of relationship: 2/1/2021 Number of hours devoted: 8 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-31
  • S66 Uniform Combined State Law Examination
    2005-08-31

View on SEC IAPD

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