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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-23 |
| NY | RA | APPROVED | 2021-09-23 |
Branch Locations
154 Main Street, West Hampton Beach, NY 11978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Water Mill | NY | 07/2018 | 09/2019 |
| United States Golf Association | Southampton | NY | 01/2018 | 07/2018 |
| Unemployed | Water Mill | NY | 11/2017 | 12/2017 |
| Ny State Golf Association | Jamesville | NY | 05/2017 | 10/2017 |
| National Golf Links Of America | Southampton | NY | 01/2008 | 01/2017 |
| Equitable Advisors, Llc | New York | NY | 10/2019 | 07/2021 |
| J.P. Morgan Securities Llc | Westhampton Beach | NY | 09/2021 | Present |
| Unemployed | Water Mill | NY | 08/2021 | 08/2021 |
| Jp Morgan Chase Bank, N.A. | Westhampton Beach | NY | 09/2021 | Present |
| Wake Forest University | Winston-Salem | NC | 08/2013 | 05/2017 |
| Roman Sanford, Llc | Southampton | NY | 07/2023 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-13 |
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