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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-24 |
| NJ | RA | APPROVED | 2019-09-04 |
Branch Locations
154 Main Street, West Hampton Beach, NY 11978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Scarsdale | NY | 04/2010 | 10/2017 |
| Jpmorgan Chase Bank, N.A. | Westhampton Beach | NY | 07/2019 | Present |
| J.P. Morgan Securities Llc | Westhampton Beach | NY | 07/2019 | Present |
| Suffolk Federal Credit Union | South Hampton | NY | 10/2018 | 07/2019 |
| Unemployed | East Quogue | NY | 11/2017 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-25 |
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