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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
64 Old Riverhead Road Suite C, West Hampton Beach, NY 11978 • United States
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Roslyn | NY | 03/2018 | 08/2020 |
| Northwestern Mutual | New York | NY | 11/2017 | 04/2018 |
| Club Atletico Tabare | Monteviedo | 03/2017 | 11/2017 | |
| Unemployed | Chester | NY | 07/2016 | 03/2017 |
| Park Avenue Securities Llc | Roslyn | NY | 06/2018 | 08/2020 |
| Securitas | Bronx | NY | 06/2018 | 04/2020 |
| Mass Mutual Life Insurance Co | Syosset | NY | 08/2020 | 01/2023 |
| Mml Investors Services, Llc | Syosset | NY | 09/2020 | 01/2023 |
| Pruco Securities Llc | Forest Hills | NY | 01/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Forest Hills | NY | 01/2023 | Present |
| Lpl Enterprise, Llc | Riverhead | NY | 11/2024 | Present |
1) 01/06/2025- Offseason LLC- Coach/ Sports/ Fitness- Training of skill develop for basketball athletes.- not inv. related - at Middletown, NY- start date 01/04/2021- 10hrs/mnth-0hrs during trading 2) 02/07/2025- RG Wealth Management Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 11/18/2024- 160hrs/mnth-160hrs during trading 3. 06/18/2025 - City of New York - FDNY- Outside/W-2 Employment - First responder to fires, public safety and medical emergencies - New York, NY - NOT INV REL - Start Date 06/23/2025 - 115hrs/mth - 21hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-18 |
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