Charles Mccann

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 08/2020
  Guardian Life Insurance Co
  Roslyn, NY
• 11/2017 → 04/2018
  Northwestern Mutual
  New York, NY
• 03/2017 → 11/2017
  Club Atletico Tabare
  Monteviedo
• 07/2016 → 03/2017
  Unemployed
  Chester, NY
• 06/2018 → 08/2020
  Park Avenue Securities Llc
  Roslyn, NY
• 06/2018 → 04/2020
  Securitas
  Bronx, NY
• 08/2020 → 01/2023
  Mass Mutual Life Insurance Co
  Syosset, NY
• 09/2020 → 01/2023
  Mml Investors Services, Llc
  Syosset, NY
• 01/2023 → 11/2024
  Pruco Securities Llc
  Forest Hills, NY
• 01/2023 → Present
  The Prudential Insurance Company Of America
  Forest Hills, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Riverhead, NY

Previous Registrations

• 2023-02-02 → 2024-11-14
  Pruco Securities, Llc.
  Forest Hills, NY
  Riverhead, NY
  Melville, NY
• 2022-04-25 → 2023-01-17
  Mml Investors Services, Llc
  Woodbury, NY

Other Businesses

1) 01/06/2025- Offseason LLC- Coach/ Sports/ Fitness- Training of skill develop for basketball athletes.- not inv. related - at Middletown, NY- start date 01/04/2021- 10hrs/mnth-0hrs during trading 2) 02/07/2025- RG Wealth Management Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 11/18/2024- 160hrs/mnth-160hrs during trading 3. 06/18/2025 - City of New York - FDNY- Outside/W-2 Employment - First responder to fires, public safety and medical emergencies - New York, NY - NOT INV REL - Start Date 06/23/2025 - 115hrs/mth - 21hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-15
• S63 Uniform Securities Agent State Law Examination
  2018-12-18

Other Names

• Charles Michael Mccann