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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
64 Old Riverhead Road Suite C, West Hampton Beach, NY 11978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chelsea Financial Services | Staten Island | NY | 03/2021 | 06/2021 |
| Not Employed | Huntington | NY | 02/2019 | 03/2021 |
| Distinct Interiors | New York | NY | 10/2018 | 02/2019 |
| Messina Market | Huntington | NY | 03/2017 | 08/2018 |
| Not Employed | Huntington | NY | 11/2015 | 03/2017 |
| Pruco Securities Llc | New York | NY | 07/2023 | 11/2024 |
| Unemployed | Huntington | NY | 06/2021 | 07/2023 |
| The Prudential Insurance Company Of America | New York | NY | 11/2023 | Present |
| Lpl Enterprise, Llc | Riverhead | NY | 11/2024 | Present |
1) 10/03/2024 - RG Wealth Management Group - Sales and Service of Pruco business - DBA for LPL Business (entity for LPL business) - Inv Related - At Riverhead, NY - Start Date 07/08/2024 - 80hrs/mth - 80hrs/mth During Trading 2) 10/03/2024 - THE RHG GROUP INSURANCE - Sales and Service of Pruco business - DBA for LPL Business (entity for LPL business) - Inv Related - At Riverhead, NY - Start Date 07/08/2024 - 80hrs/mth - 80hrs/mth During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 2023-09-22 |
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