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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

64 Old Riverhead Road Suite C, West Hampton Beach, NY 11978 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chelsea Financial Services Staten Island NY 03/2021 06/2021
Not Employed Huntington NY 02/2019 03/2021
Distinct Interiors New York NY 10/2018 02/2019
Messina Market Huntington NY 03/2017 08/2018
Not Employed Huntington NY 11/2015 03/2017
Pruco Securities Llc New York NY 07/2023 11/2024
Unemployed Huntington NY 06/2021 07/2023
The Prudential Insurance Company Of America New York NY 11/2023 Present
Lpl Enterprise, Llc Riverhead NY 11/2024 Present
  • 03/2021 → 06/2021
    Chelsea Financial Services
    Staten Island, NY
  • 02/2019 → 03/2021
    Not Employed
    Huntington, NY
  • 10/2018 → 02/2019
    Distinct Interiors
    New York, NY
  • 03/2017 → 08/2018
    Messina Market
    Huntington, NY
  • 11/2015 → 03/2017
    Not Employed
    Huntington, NY
  • 07/2023 → 11/2024
    New York, NY
  • 06/2021 → 07/2023
    Unemployed
    Huntington, NY
  • 11/2023 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    Riverhead, NY
Previous Registrations
Other Businesses

1) 10/03/2024 - RG Wealth Management Group - Sales and Service of Pruco business - DBA for LPL Business (entity for LPL business) - Inv Related - At Riverhead, NY - Start Date 07/08/2024 - 80hrs/mth - 80hrs/mth During Trading 2) 10/03/2024 - THE RHG GROUP INSURANCE - Sales and Service of Pruco business - DBA for LPL Business (entity for LPL business) - Inv Related - At Riverhead, NY - Start Date 07/08/2024 - 80hrs/mth - 80hrs/mth During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-13
S65 Uniform Investment Adviser Law Examination 2023-09-22
  • S63 Uniform Securities Agent State Law Examination
    2023-10-13
  • S65 Uniform Investment Adviser Law Examination
    2023-09-22
Other Names
  • Michael Schmid

View on SEC IAPD

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