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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-27 |
Branch Locations
115 Main St, Westhampton Beach, NY 11978-2607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2018 | 09/2023 |
| Joseph Stone Capital | Holbrook | NY | 11/2017 | 03/2018 |
| Skate Safe America | Bethpage | NY | 09/2016 | 11/2017 |
| Parks And Recreation Of Southampton | Sagaponack | NY | 05/2016 | 10/2016 |
| People Pool Valet | Hampton Bays | NY | 06/2013 | 08/2017 |
| Vail Resorts | Vail | CO | 10/2015 | 10/2016 |
| Lpl Financial, Llc | Westhampton Beach | NY | 09/2023 | Present |
1)09/18/2023 - Point 32 Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 2)09/18/2023 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start 09/2023 - 4 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-02 |
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