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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-03 |
| NY | RA | APPROVED | 2021-12-02 |
Branch Locations
115 Main St, Westhampton Beach, NY 11978-2607 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
115 W. Main Street, Westhampton, NY 11978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Hampton Bay | NY | 03/2008 | 12/2021 |
| Lpl Financial Llc | Westhampton | NY | 12/2021 | Present |
1) 12/2021- Point 32 Investment Partners- DBA for LPL Business (entity for LPL business)- inv. related- Westhampton, NY 2) 12/2021- Real Estate Rental- property owner- inv. related- 70 Lewis Rd East Quogue, NY - start date 2005- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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