Corinne Cecilia Heaney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 12/2021
  Rbc Capital Markets Corporation
  Hampton Bay, NY
• 12/2021 → Present
  Lpl Financial Llc
  Westhampton, NY

Previous Registrations

• 2011-03-11 → 2021-12-20
  Rbc Capital Markets, Llc
  Hampton Bays, NY
  Southampton, NY
  Southampton, NY

Other Businesses

1) 12/2021- Point 32 Investment Partners- DBA for LPL Business (entity for LPL business)- inv. related- Westhampton, NY 2) 12/2021- Real Estate Rental- property owner- inv. related- 70 Lewis Rd East Quogue, NY - start date 2005- 1hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2011-03-10
• S63 Uniform Securities Agent State Law Examination
  2000-10-13

Other Names

• Corinne Cecilia Heaney
• Corrine Cecilia Mazzuca
• Corinne Cecilia Mazzuca