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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-02 |
| TX | RA | APPROVED | 2021-12-02 |
Branch Locations
115 Main St, Westhampton Beach, NY 11978-2607 • United States
115 Main St, Westhampton Beach, NY 11978-2607 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Dain Rauscher Inc. | Southampton | NY | 03/2002 | 12/2021 |
| Lpl Financial, Llc | Westhampton Beach | NY | 12/2021 | Present |
1. 12/01/2021 - POINT 32 PARTNERS LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 0%/ WESTHAMPTON BEACH, NY 2. 12/01/2021 - POINT 32 INVESTMENT PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WESTHAMPTON BEACH, NY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-02 |
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