Thomas Patrick Oconnor

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Westport	CT	08/2019	10/2022
Unemployed	Fairfield	CT	05/2019	08/2019
Automat Data Processing	Milford	CT	10/2018	05/2019
Unemployed	Fairfield	CT	06/2018	09/2018
George Washington University	Washington Dc	DC	08/2017	05/2018
Abbey Tent And Party Rentals	Fairfield	CT	05/2017	08/2017
George Washington University	Washington Dc	DC	08/2014	05/2018
Rbc Capital Markets, Llc	Westport	CT	11/2022	07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairfield	CT	07/2026	Present
Mayson Dixon Strategic Consulting	Bowie	MD	09/2017	11/2017

08/2019 → 10/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westport, CT
05/2019 → 08/2019

Unemployed

Fairfield, CT
10/2018 → 05/2019

Automat Data Processing

Milford, CT
06/2018 → 09/2018

Unemployed

Fairfield, CT
08/2017 → 05/2018

George Washington University

Washington Dc, DC
05/2017 → 08/2017

Abbey Tent And Party Rentals

Fairfield, CT
08/2014 → 05/2018

George Washington University

Washington Dc, DC
11/2022 → 07/2026

Rbc Capital Markets, Llc

Westport, CT
07/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT
09/2017 → 11/2017

Mayson Dixon Strategic Consulting

Bowie, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-24

Other Firms