Brian Christopher Woo

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-01
TX	RA	APPROVED	2025-03-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	08/2019	05/2021
Bank Of America, N.A.	Los Angeles	CA	08/2019	05/2021
Hub International, Costello And Sons Insurance Division	Newport Beach	CA	08/2015	08/2019
J.P. Morgan Chase Bank, N.A.	El Segundo	CA	06/2021	01/2023
J.P. Morgan Securities Llc	El Segundo	CA	06/2021	01/2023
Rbc Capital Markets, Llc	Rolling Hills	CA	03/2023	03/2025
Morgan Stanley Smith Barney Llc	Rolling Hills Estates	CA	03/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2025	Present

08/2019 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
08/2019 → 05/2021

Bank Of America, N.A.

Los Angeles, CA
08/2015 → 08/2019

Hub International, Costello And Sons Insurance Division

Newport Beach, CA
06/2021 → 01/2023

J.P. Morgan Chase Bank, N.A.

El Segundo, CA
06/2021 → 01/2023

J.P. Morgan Securities Llc

El Segundo, CA
03/2023 → 03/2025

Rbc Capital Markets, Llc

Rolling Hills, CA
03/2025 → Present

Morgan Stanley Smith Barney Llc

Rolling Hills Estates, CA
04/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-24

Other Firms