William Todd Poole

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-03
NC	RA	APPROVED	2019-12-06

TX RA
APPROVED_RES

Since 2023-01-03
NC RA
APPROVED

Since 2019-12-06

Branch Locations

380 Knollwood St, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Winston Salem	NC	08/2019	Present
North State Marketing Group, Llc	Advance	NC	06/2019	08/2019
U.S. House Of Representatives	Advance	NC	01/2017	05/2019
U.S. House Of Representativess	Washington	DC	09/2015	01/2017

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winston Salem, NC
06/2019 → 08/2019

North State Marketing Group, Llc

Advance, NC
01/2017 → 05/2019

U.S. House Of Representatives

Advance, NC
09/2015 → 01/2017

U.S. House Of Representativess

Washington, DC

Other Businesses

I*503372 Entity Type: N/A Name of OBA:William Todd Poole Address:Winton-Salem North Carolina Investment Related:No Position, Title, Association:Sole owner Start Date:09/15/2011 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-04

S66 Uniform Combined State Law Examination

2019-12-04

Other Names

Todd W. Poole
William Poole

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

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