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Daniel Owen Westfield

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-30
  • NY RA
    APPROVED
    Since 2021-09-30

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Company, Incorporated Garden City NY 08/2019 Present
University Of Vermont Burlington VT 09/2014 05/2020
Four Seasons Resort & Residences Jackson Hole Teton Village WY 05/2017 08/2017
Sugarbush Resort Warren VT 01/2017 04/2017
  • 08/2019 → Present
    Stifel Nicolaus & Company, Incorporated
    Garden City, NY
  • 09/2014 → 05/2020
    University Of Vermont
    Burlington, VT
  • 05/2017 → 08/2017
    Four Seasons Resort & Residences Jackson Hole
    Teton Village, WY
  • 01/2017 → 04/2017
    Sugarbush Resort
    Warren, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2021-09-29
Other Names
  • Danny Owen Westfield

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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