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Jake Louis Mcguire

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-29
TX RA APPROVED 2022-08-29
  • NY RA
    APPROVED
    Since 2022-08-29
  • TX RA
    APPROVED
    Since 2022-08-29

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Melville NY 06/2019 Present
Moca Asian Bistro Woodbury NY 08/2014 01/2020
Cjm Wealth Management Deer Park NY 01/2019 06/2019
New York Life Insurance Company Melville NY 06/2018 08/2018
  • 06/2019 → Present
    Stifel
    Melville, NY
  • 08/2014 → 01/2020
    Moca Asian Bistro
    Woodbury, NY
  • 01/2019 → 06/2019
    Cjm Wealth Management
    Deer Park, NY
  • 06/2018 → 08/2018
    New York Life Insurance Company
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-26
S63 Uniform Securities Agent State Law Examination 2022-04-11
  • S65 Uniform Investment Adviser Law Examination
    2022-08-26
  • S63 Uniform Securities Agent State Law Examination
    2022-04-11

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

More in Garden City, NY

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