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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-08 |
Branch Locations
250 South Clinton Street Suite 110, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 08/2019 | 06/2020 |
| Us Department Of Homeland Security | Syracuse | NY | 05/2016 | 10/2019 |
| Equitable Advisors, Llc | New York | NY | 08/2019 | 05/2021 |
| Lpl Financial, Llc | Syracuse | NY | 08/2021 | Present |
| Stratos Wealth Partners, Ltd | Syracuse | NY | 08/2021 | 11/2021 |
| Stratos Wealth Partners, Ltd | Syracuse | NY | 11/2021 | Present |
1) 8/2021- Brackens Financial Solution Network, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Syracuse, NY 2) 8/2021- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Syracuse, NY 3) 8/17/2021 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 8/24/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Brackens Financial Solutions Network, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/17/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5) 8/24/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 06/17/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-25 |
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