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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

100 Madison Street Tower 1, 4Th Floor, Syracuse, NY 13202 • United States

Syracuse, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Made Games Inc. Syracuse NY 11/2005 Present
Axa Equitable Syracuse NY 08/2015 06/2020
Axa Advisors, Llc New York NY 06/2019 06/2020
Equitable Syracuse NY 08/2015 Present
Equitable Advisors, Llc New York NY 06/2019 Present
  • 11/2005 → Present
    American Made Games Inc.
    Syracuse, NY
  • 08/2015 → 06/2020
    Axa Equitable
    Syracuse, NY
  • 06/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2015 → Present
    Equitable
    Syracuse, NY
  • 06/2019 → Present
    New York, NY
Other Businesses

American Made Games Inc., Partner/President of Operations, Syracuse, NY 13209, Oversee general operations in the fabrication of wooden lawn games, Start- Date 5/2004, 40 Hrs/Month, non-investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-10
  • S66 Uniform Combined State Law Examination
    2019-12-10

View on SEC IAPD

Other Firms

Other Investors

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