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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-25
NC RA APPROVED 2011-07-13
  • TX RA
    APPROVED_RES
    Since 2013-10-25
  • NC RA
    APPROVED
    Since 2011-07-13

Branch Locations

380 Knollwood St, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yarmouth Port MA 10/2009 Present
Previous Registrations
  • 2006-01-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Yarmouthport, MA
    Yarmouth Port, MA
Other Businesses

I*10256 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Hyannis, Massachusetts 02601 Nature of business: Position, title, association: Start date of relationship: 11/4/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-27
  • S66 Uniform Combined State Law Examination
    2005-12-27
Other Names
  • Amy Elizabeth Loosemore
  • Amy Simmons

View on SEC IAPD

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