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Francesco James Caiazzo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2021-02-17
CT RA APPROVED 2020-11-27
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2021-02-17
  • CT RA
    APPROVED
    Since 2020-11-27

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 03/2019 Present
Olivetto's Franklin Square NY 08/2017 03/2019
Molloy College Rockville Centre NY 09/2016 12/2019
The Dover Group Franklin Square NY 03/2014 08/2017
Bank Of America, N.A. Garden City NY 03/2020 Present
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Garden City, NY
  • 08/2017 → 03/2019
    Olivetto's
    Franklin Square, NY
  • 09/2016 → 12/2019
    Molloy College
    Rockville Centre, NY
  • 03/2014 → 08/2017
    The Dover Group
    Franklin Square, NY
  • 03/2020 → Present
    Bank Of America, N.A.
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25
Other Names
  • Frank James Caiazzo
  • Frank Caiazzo
  • Frankie Caiazzo
  • Frank Caiazzo
  • Francesco Caiazzo

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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