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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2020-03-17
CT RA APPROVED 2019-12-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2020-03-17
  • CT RA
    APPROVED
    Since 2019-12-23

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 08/2019 Present
Unemployed Mamaroneck NY 07/2019 08/2019
Asset Inventories Inc. New York NY 07/2018 07/2019
Icon Information Consultants (Deutsche Bank) New York NY 06/2017 09/2017
Colby College Waterville ME 08/2014 05/2018
Bank Of America, N.A. White Plains NY 11/2019 Present
  • 08/2019 → Present
    White Plains, NY
  • 07/2019 → 08/2019
    Unemployed
    Mamaroneck, NY
  • 07/2018 → 07/2019
    Asset Inventories Inc.
    New York, NY
  • 06/2017 → 09/2017
    Icon Information Consultants (Deutsche Bank)
    New York, NY
  • 08/2014 → 05/2018
    Colby College
    Waterville, ME
  • 11/2019 → Present
    Bank Of America, N.A.
    White Plains, NY
Other Businesses

I*953232 For profit or not for profit: Entity For Profit Name of outside business organization: Fortina Harbor Point LLC Investment related: N Address of business: Stamford, Connecticut, 06902 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 6/25/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Security, checking identification for rooftop bar, and keeping head count of patrons.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-20
  • S66 Uniform Combined State Law Examination
    2019-12-20
Other Names
  • Matthew Garcia
  • Matthew M Garcia
  • Matthew Mauricio Garcia

View on SEC IAPD

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