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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-13 |
Branch Locations
3779 Vest Mill Road Suite A, Winston Salem, NC 27103 • United States
Lexington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Heritage Fcu | Philadelphia | PA | 02/2019 | 03/2022 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2021 | 03/2022 |
| American Heritage Fcu | Philadelphia | PA | 06/2015 | 02/2019 |
| Health Advocate | Plymouth Meeting | PA | 02/2021 | 08/2021 |
| Fidelity Investments | Durham | NC | 05/2022 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | High Point | NC | 02/2023 | 12/2024 |
| Millersville University | Millersville | PA | 08/2009 | 05/2017 |
| Bank Of America, N.A. | High Point | NC | 03/2023 | 01/2025 |
| Massmutual Life Insurance Co | Winston Salem | NC | 04/2025 | Present |
| Mml Investors Services, Llc | Winston Salem | NC | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
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