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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
CA RA APPROVED 2019-09-06
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • CA RA
    APPROVED
    Since 2019-09-06

Branch Locations

608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 03/2017 Present
Banc Of California Hermosa Beach CA 02/2015 02/2017
Sag/Aftra Los Angeles CA 06/2007 10/2018
South Bay Select Hermosa Beach CA 08/2013 Present
Extreme Reach Los Angeles CA 06/2018 06/2018
  • 03/2017 → Present
    Los Angeles, CA
  • 02/2015 → 02/2017
    Banc Of California
    Hermosa Beach, CA
  • 06/2007 → 10/2018
    Sag/Aftra
    Los Angeles, CA
  • 08/2013 → Present
    South Bay Select
    Hermosa Beach, CA
  • 06/2018 → 06/2018
    Extreme Reach
    Los Angeles, CA
Other Businesses

Name of outside business organization: South Bay Select Investment related: No Address of business (City and State only): Hermosa Beach Ca 90254 Position, title, association: President, Head Coach Start date of relationship: 4.1.2013 Number of hours devoted monthly: 20 Number of hours devoted monthly during trading hours: 0 Duties: Prepare young men for their next chapter in life Name of outside business organization: Sag/Aftra Investment related: No Address of business (City and State only): Los Angeles, CA 90036 Position, title, association: Actor/Model Start date of relationship: 04-2008 Number of hours devoted monthly: 0 Number of hours devoted monthly during trading hours: 0 Duties: Typically it was to act and/or look like a basketball player.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2019-09-05
Other Names
  • Adam Zahn

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