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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-01 |
| MN | RA | APPROVED | 2020-10-09 |
Branch Locations
26 East Superior Street Suite 500, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Duluth | MN | 02/2019 | 10/2020 |
| Duluth Police Department | Duluth | MN | 11/2016 | 02/2019 |
| Proctor Police Department | Proctor | MN | 06/2015 | 11/2016 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2019 | 10/2020 |
| Raymond James & Associates, Inc. | Duluth | MN | 10/2020 | Present |
| Proctor Police Department | Proctor | MN | 11/2020 | Present |
(1)Name of Business: Proctor Police Department Address: 100 Pionk Drive, Proctor, MN, 55810, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 11/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide security as a licensed Peace Officer for major events in the city of Proctor a few times a year. Also, potentially assist with regular patrol duties on weekends a few days per year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-29 |
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