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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| CA | RA | APPROVED | 2019-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Syracuse University | Syracuse | NY | 08/2014 | 05/2018 |
| Antonios Pizza Pasta Wings | Liverpool | NY | 01/2017 | 12/2018 |
| Brooklyn Pickle | Syracuse | NY | 12/2013 | 07/2017 |
| One Group | Syracuse | NY | 07/2016 | 01/2018 |
| Axa Advisors | New York | NY | 12/2018 | 04/2019 |
| Communtiy Bank | Syracuse | NY | 07/2019 | Present |
| Lpl Financial Llc | Syracuse | NY | 07/2019 | Present |
1. 7/5/19- COMMUNITY INVESTMENT SERVICES, INC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2. 1/23/2020 - OneGroup Retirement Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/18/2018 - 160 Hours Per Month During Securities Trading. 3. 12/29/2020 - Silent Bell, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Start Date: 1/1/2021 - 12 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-14 |
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