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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
CA RA APPROVED 2024-11-11
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • CA RA
    APPROVED
    Since 2024-11-11

Branch Locations

608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Torrance CA 09/2018 10/2024
World Financial Group, Ia. Torrance CA 07/2018 10/2024
Beenest Lcc Greenwood Village CO 08/2018 10/2024
University Of Denver Denver CO 01/2018 03/2023
Rocky Mountain Chinese American Association Centennial CO 05/2018 12/2022
Holistic Health And Wealth Greenwood Village CO 07/2018 08/2018
Food Innovation Design Llc Greenwood Village CO 12/2017 03/2023
Z-Choice International Llc Greenwood Village CO 12/2021 10/2024
Whitewave Foods Company Broomfield CO 01/2014 07/2017
Global Chamber Denver Denver CO 01/2019 09/2023
Net Law Louisville KY 02/2019 12/2022
Foodafit Llc Greenwood Village CO 01/2019 03/2023
Colorado Business Women Englewood CO 03/2019 12/2021
Legacy Shield Lauderhill FL 12/2021 10/2024
Cherry36 Llc Greenwood Village CO 12/2021 11/2023
Net Law Louisville KY 02/2023 10/2024
Global Chamber Scottsdale AZ 09/2023 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Hills Estates CA 10/2024 Present
Unemployed Greenwood Village CO 08/2017 11/2017
Bank Of America, N.A. Rolling Hills Estates CA 12/2024 Present
  • 09/2018 → 10/2024
    Transamerica Financial Advisors, Inc
    Torrance, CA
  • 07/2018 → 10/2024
    World Financial Group, Ia.
    Torrance, CA
  • 08/2018 → 10/2024
    Beenest Lcc
    Greenwood Village, CO
  • 01/2018 → 03/2023
    University Of Denver
    Denver, CO
  • 05/2018 → 12/2022
    Rocky Mountain Chinese American Association
    Centennial, CO
  • 07/2018 → 08/2018
    Holistic Health And Wealth
    Greenwood Village, CO
  • 12/2017 → 03/2023
    Food Innovation Design Llc
    Greenwood Village, CO
  • 12/2021 → 10/2024
    Z-Choice International Llc
    Greenwood Village, CO
  • 01/2014 → 07/2017
    Whitewave Foods Company
    Broomfield, CO
  • 01/2019 → 09/2023
    Global Chamber Denver
    Denver, CO
  • 02/2019 → 12/2022
    Net Law
    Louisville, KY
  • 01/2019 → 03/2023
    Foodafit Llc
    Greenwood Village, CO
  • 03/2019 → 12/2021
    Colorado Business Women
    Englewood, CO
  • 12/2021 → 10/2024
    Legacy Shield
    Lauderhill, FL
  • 12/2021 → 11/2023
    Cherry36 Llc
    Greenwood Village, CO
  • 02/2023 → 10/2024
    Net Law
    Louisville, KY
  • 09/2023 → 10/2024
    Global Chamber
    Scottsdale, AZ
  • 10/2024 → Present
    Rolling Hills Estates, CA
  • 08/2017 → 11/2017
    Unemployed
    Greenwood Village, CO
  • 12/2024 → Present
    Bank Of America, N.A.
    Rolling Hills Estates, CA
Previous Registrations
Other Businesses

I*: 2086271 OBA Name: Z-Choice International, LLC Address: Palos Verdes, California Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 21-Mar-2023 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Z-Choice International, LLC provides business consultation for food industry since 2018. As a co-founder, I help small-medium size food companies with business development consulting and help them expand in Asia/US. Because of my prior work experience in global consumer goods food industry, I got referrals of companies that are interested in finding alternative production partners, ingredient suppliers or alternative sales channels. I help them navigate the target markets and connect to local manufacturing and sales partners. With my expertise in food & nutrition, I also provide consulting in achieving wellness via healthy eating, fitness and lifestyle choices. I*: 2071281 Entity Type: HOA, Co-op, Freehold Name of OBA: La Cresta Pointe Home Association Address: Palos Verdes Peninsula, CA Investment Related: No Position, Title, Association: Board Member Start Date:11/15/2024 No Hours: 1 hour wkly No Hours during trading: 0 Duties: Helps the home association coordinate its landscaping maintenance services, and vote for HOA decisions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-26
S63 Uniform Securities Agent State Law Examination 2018-10-31
  • S65 Uniform Investment Adviser Law Examination
    2018-11-26
  • S63 Uniform Securities Agent State Law Examination
    2018-10-31
Other Names
  • Xiaoqing Suzy Zeng
  • Suzy Zeng

View on SEC IAPD

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