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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
| NY | RA | APPROVED | 2024-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Great Neck | NY | 06/2018 | 08/2020 |
| Citi Bank | Roslyn | NY | 03/2018 | 06/2018 |
| Bank Of America | Jamaica | NY | 05/2017 | 03/2018 |
| T-Mobile | Saint Albans | NY | 09/2015 | 03/2017 |
| J.P. Morgan Securites Llc | New York | NY | 06/2018 | 06/2020 |
| Just Watch Lifestyle Corp | Elmont | NY | 12/2018 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roslyn Heights | NY | 09/2022 | Present |
| Unemployed | Elmont | NY | 10/2020 | 09/2022 |
| Bank Of America N.A. | Roslyn Heights | NY | 02/2024 | Present |
I* 994793 For profit or not for profit: Entity For Profit Name of outside business organization: Seven Mountain Capital LLC Investment related: no Address of business: Jamaica, NY, 11432 Nature of business: S Corporation Position, title, association: General Partner/Managing Member Start date of relationship: 01/01/2023 Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0 Duties: Purchase Properties for Rental income or to fix and resell
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-13 |
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