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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-15
NY RA APPROVED 2024-03-20
  • TX RA
    APPROVED
    Since 2024-05-15
  • NY RA
    APPROVED
    Since 2024-03-20

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Great Neck NY 06/2018 08/2020
Citi Bank Roslyn NY 03/2018 06/2018
Bank Of America Jamaica NY 05/2017 03/2018
T-Mobile Saint Albans NY 09/2015 03/2017
J.P. Morgan Securites Llc New York NY 06/2018 06/2020
Just Watch Lifestyle Corp Elmont NY 12/2018 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roslyn Heights NY 09/2022 Present
Unemployed Elmont NY 10/2020 09/2022
Bank Of America N.A. Roslyn Heights NY 02/2024 Present
  • 06/2018 → 08/2020
    Jpmorgan Chase Bank, N.A.
    Great Neck, NY
  • 03/2018 → 06/2018
    Citi Bank
    Roslyn, NY
  • 05/2017 → 03/2018
    Bank Of America
    Jamaica, NY
  • 09/2015 → 03/2017
    T-Mobile
    Saint Albans, NY
  • 06/2018 → 06/2020
    J.P. Morgan Securites Llc
    New York, NY
  • 12/2018 → 10/2020
    Just Watch Lifestyle Corp
    Elmont, NY
  • 09/2022 → Present
    Roslyn Heights, NY
  • 10/2020 → 09/2022
    Unemployed
    Elmont, NY
  • 02/2024 → Present
    Bank Of America N.A.
    Roslyn Heights, NY
Other Businesses

I* 994793 For profit or not for profit: Entity For Profit Name of outside business organization: Seven Mountain Capital LLC Investment related: no Address of business: Jamaica, NY, 11432 Nature of business: S Corporation Position, title, association: General Partner/Managing Member Start date of relationship: 01/01/2023 Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0 Duties: Purchase Properties for Rental income or to fix and resell

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2018-09-13
  • S66 Uniform Combined State Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-13
Other Names
  • Jhisan Alam
  • Jhisan Ul I Alam
  • Jhisan Ul Alam
  • Jhisan Ul Izak Alam
  • Jhisanul Izak Alam

View on SEC IAPD

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