Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-01-30
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-01-30

Branch Locations

400 South Salina St Suite 402, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oneonta NY 07/2018 01/2020
Tentrr Oneonta NY 06/2018 07/2018
Unemployed Oneonta NY 04/2018 06/2018
Nbt Bank Norwich NY 01/2018 04/2018
Nycm Insurance Edmenston NY 08/2017 12/2017
Suny Oneonta Oneonta NY 08/2016 12/2017
Stop & Shop Newburgh NY 05/2017 08/2017
Ubs Finanical Services Inc Syracuse NY 01/2020 Present
Unemployed Oneonta NY 12/2017 01/2018
  • 07/2018 → 01/2020
    Oneonta, NY
  • 06/2018 → 07/2018
    Tentrr
    Oneonta, NY
  • 04/2018 → 06/2018
    Unemployed
    Oneonta, NY
  • 01/2018 → 04/2018
    Nbt Bank
    Norwich, NY
  • 08/2017 → 12/2017
    Nycm Insurance
    Edmenston, NY
  • 08/2016 → 12/2017
    Suny Oneonta
    Oneonta, NY
  • 05/2017 → 08/2017
    Stop & Shop
    Newburgh, NY
  • 01/2020 → Present
    Ubs Finanical Services Inc
    Syracuse, NY
  • 12/2017 → 01/2018
    Unemployed
    Oneonta, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-09
  • S66 Uniform Combined State Law Examination
    2019-09-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor