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Colette Seel

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-07
NY RA APPROVED 2022-06-07
  • CT RA
    APPROVED
    Since 2022-06-07
  • NY RA
    APPROVED
    Since 2022-06-07

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 06/2019 Present
Fairfield University Fairfield CT 08/2015 05/2019
  • 06/2019 → Present
    Morgan Stanley
    Garden City, NY
  • 08/2015 → 05/2019
    Fairfield University
    Fairfield, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-07
S63 Uniform Securities Agent State Law Examination 2021-11-17
  • S65 Uniform Investment Adviser Law Examination
    2022-06-07
  • S63 Uniform Securities Agent State Law Examination
    2021-11-17

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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