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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-01
CT RA APPROVED 2022-02-28
  • TX RA
    APPROVED
    Since 2022-03-01
  • CT RA
    APPROVED
    Since 2022-02-28

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co New York NY 07/2021 11/2021
Mml Investors Services, Llc New York NY 09/2021 11/2021
Fairfield University Fairfield CT 09/2019 04/2021
Callaway Golf South Deerfield MA 05/2019 08/2021
Dave Diricos Golf And Racquet West Springfield MA 06/2019 08/2019
Crestview Country Club Agawam MA 06/2016 08/2018
Dl Capital Management Stamford CT 05/2020 08/2020
Fairfield University Fairfield CT 08/2017 05/2021
Williston Northampton School Easthampton MA 08/2013 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fairfield CT 11/2021 Present
  • 07/2021 → 11/2021
    Massmutual Life Insurance Co
    New York, NY
  • 09/2021 → 11/2021
    Mml Investors Services, Llc
    New York, NY
  • 09/2019 → 04/2021
    Fairfield University
    Fairfield, CT
  • 05/2019 → 08/2021
    Callaway Golf
    South Deerfield, MA
  • 06/2019 → 08/2019
    Dave Diricos Golf And Racquet
    West Springfield, MA
  • 06/2016 → 08/2018
    Crestview Country Club
    Agawam, MA
  • 05/2020 → 08/2020
    Dl Capital Management
    Stamford, CT
  • 08/2017 → 05/2021
    Fairfield University
    Fairfield, CT
  • 08/2013 → 06/2017
    Williston Northampton School
    Easthampton, MA
  • 11/2021 → Present
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-10
  • S66 Uniform Combined State Law Examination
    2022-02-10

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