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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-01 |
| CT | RA | APPROVED | 2022-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | New York | NY | 07/2021 | 11/2021 |
| Mml Investors Services, Llc | New York | NY | 09/2021 | 11/2021 |
| Fairfield University | Fairfield | CT | 09/2019 | 04/2021 |
| Callaway Golf | South Deerfield | MA | 05/2019 | 08/2021 |
| Dave Diricos Golf And Racquet | West Springfield | MA | 06/2019 | 08/2019 |
| Crestview Country Club | Agawam | MA | 06/2016 | 08/2018 |
| Dl Capital Management | Stamford | CT | 05/2020 | 08/2020 |
| Fairfield University | Fairfield | CT | 08/2017 | 05/2021 |
| Williston Northampton School | Easthampton | MA | 08/2013 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairfield | CT | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-10 |
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