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Christopher Coates

Wells Fargo Clearing Services, LLC

Syracuse, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
NY RA APPROVED 2022-07-19
  • TX RA
    APPROVED
    Since 2023-11-14
  • NY RA
    APPROVED
    Since 2022-07-19

Branch Locations

500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Syracuse NY 04/2022 Present
Wells Fargo Advisors Syracuse NY 07/2021 04/2022
St Bonaventure University Olean NY 08/2016 05/2021
St Bonaventure University Accounting Department Olean NY 05/2020 08/2020
Arctic Glacier Premium Ice Syracuse NY 06/2019 08/2019
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Syracuse, NY
  • 07/2021 → 04/2022
    Wells Fargo Advisors
    Syracuse, NY
  • 08/2016 → 05/2021
    St Bonaventure University
    Olean, NY
  • 05/2020 → 08/2020
    St Bonaventure University Accounting Department
    Olean, NY
  • 06/2019 → 08/2019
    Arctic Glacier Premium Ice
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-19
  • S66 Uniform Combined State Law Examination
    2022-07-19
Other Names
  • Chris Coates

View on SEC IAPD

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EAGLE STRATEGIES LLC · DEWITT, NY
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COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
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