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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-08
  • NC RA
    APPROVED
    Since 2025-07-08

Branch Locations

130 Harbour Place, Suite 350, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vineyard Wealth Llc D/B/A Vineyard Financial Partners Huntersville NC 08/2021 05/2024
Summit Advisory Group, Llc Charlotte NC 02/2021 08/2021
Rodan And Fields San Ramon CA 10/2014 Present
Ymca Of Greater Charlotte Cornelius NC 03/2014 Present
The Penn Mutual Life Insurance Company Horsham PA 02/2023 05/2024
Hornor, Townsend & Kent, Llc Horsham PA 05/2023 05/2024
Massmutual Life Insurance Company Huntersville NC 05/2024 07/2025
Mml Investors Services, Llc Huntersville NC 06/2024 07/2025
Baird Davidson NC 07/2025 Present
  • 08/2021 → 05/2024
    Vineyard Wealth Llc D/B/A Vineyard Financial Partners
    Huntersville, NC
  • 02/2021 → 08/2021
    Summit Advisory Group, Llc
    Charlotte, NC
  • 10/2014 → Present
    Rodan And Fields
    San Ramon, CA
  • 03/2014 → Present
    Ymca Of Greater Charlotte
    Cornelius, NC
  • 02/2023 → 05/2024
    The Penn Mutual Life Insurance Company
    Horsham, PA
  • 05/2023 → 05/2024
    Horsham, PA
  • 05/2024 → 07/2025
    Massmutual Life Insurance Company
    Huntersville, NC
  • 06/2024 → 07/2025
    Huntersville, NC
  • 07/2025 → Present
    Baird
    Davidson, NC
Previous Registrations
Other Businesses

(1) Name: YMCA, Inv Rel: N Addr: 21300 Davidson St, Cornelius NC 28031, Nature: Cycle Teacher-Fitness Position: Cycle Teacher, Start: 3/1/2014, No Hr/Mo: 3.5 No Hr/Mo Dur Trading:0 Duties: 1x week teach 45 min cycle class. (2) Name: Rodan & Fields Inv Rel: Y Addr: 3001 Bishop Dr Ste 450, San Ramon CA 94583, Nature: Multi-level Marketing Position: Consultant, Start: 10/22/2014, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties: Direct Sales-Skincare. (3) Name: Air BnB - Lakeside Retreat LLC, Inv Rel: Y Addr: @ residential addr on file, Nature: Airbnb/Summer Rental Income, Position: Property Owner, Start: 6/1/2024, No Hr/Mo: 2 No Hr/Mo Dur Trading: 0 Duties: rent house 6 wks/year.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-26
S65 Uniform Investment Adviser Law Examination 2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2024-08-26
  • S65 Uniform Investment Adviser Law Examination
    2022-09-09

View on SEC IAPD

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