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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-08 |
Branch Locations
130 Harbour Place, Suite 350, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vineyard Wealth Llc D/B/A Vineyard Financial Partners | Huntersville | NC | 08/2021 | 05/2024 |
| Summit Advisory Group, Llc | Charlotte | NC | 02/2021 | 08/2021 |
| Rodan And Fields | San Ramon | CA | 10/2014 | Present |
| Ymca Of Greater Charlotte | Cornelius | NC | 03/2014 | Present |
| The Penn Mutual Life Insurance Company | Horsham | PA | 02/2023 | 05/2024 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 05/2023 | 05/2024 |
| Massmutual Life Insurance Company | Huntersville | NC | 05/2024 | 07/2025 |
| Mml Investors Services, Llc | Huntersville | NC | 06/2024 | 07/2025 |
| Baird | Davidson | NC | 07/2025 | Present |
(1) Name: YMCA, Inv Rel: N Addr: 21300 Davidson St, Cornelius NC 28031, Nature: Cycle Teacher-Fitness Position: Cycle Teacher, Start: 3/1/2014, No Hr/Mo: 3.5 No Hr/Mo Dur Trading:0 Duties: 1x week teach 45 min cycle class. (2) Name: Rodan & Fields Inv Rel: Y Addr: 3001 Bishop Dr Ste 450, San Ramon CA 94583, Nature: Multi-level Marketing Position: Consultant, Start: 10/22/2014, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties: Direct Sales-Skincare. (3) Name: Air BnB - Lakeside Retreat LLC, Inv Rel: Y Addr: @ residential addr on file, Nature: Airbnb/Summer Rental Income, Position: Property Owner, Start: 6/1/2024, No Hr/Mo: 2 No Hr/Mo Dur Trading: 0 Duties: rent house 6 wks/year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-09 |
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