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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

33 35Th Street Suite A410, Brooklyn, NY 11232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Forest Hills NY 07/2023 11/2024
Starbucks Coffee Brooklyn, Ny NY 05/2008 04/2021
New York Life Melville, Ny NY 04/2021 11/2022
Unemployed Brooklyn NY 11/2022 07/2023
The Prudential Insurance Company Of America Forest Hills NY 04/2024 Present
Lpl Enterprise, Llc Forest Hills NY 11/2024 Present
  • 07/2023 → 11/2024
    Forest Hills, NY
  • 05/2008 → 04/2021
    Starbucks Coffee
    Brooklyn, Ny, NY
  • 04/2021 → 11/2022
    New York Life
    Melville, Ny, NY
  • 11/2022 → 07/2023
    Unemployed
    Brooklyn, NY
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    Forest Hills, NY
  • 11/2024 → Present
    Forest Hills, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-01
  • S66 Uniform Combined State Law Examination
    2024-02-01

View on SEC IAPD

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