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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-09
CT RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2021-11-09
  • CT RA
    APPROVED
    Since 2021-10-19

Branch Locations

1229 Post Road, Fairfield, CT 06824 • United States

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westport CT 05/2021 Present
Connecticut Interlocal Risk Management Agency New Haven CT 06/2019 03/2021
University Of Connecticut Storrs CT 09/2015 05/2019
  • 05/2021 → Present
    Westport, CT
  • 06/2019 → 03/2021
    Connecticut Interlocal Risk Management Agency
    New Haven, CT
  • 09/2015 → 05/2019
    University Of Connecticut
    Storrs, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-19
  • S66 Uniform Combined State Law Examination
    2021-10-19

View on SEC IAPD

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