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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-17 |
| TX | RA | APPROVED | 2024-12-17 |
Branch Locations
609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Salt Lake City | UT | 08/2020 | 12/2020 |
| Wells Fargo Bank | Salt Lake City | UT | 08/2020 | 12/2020 |
| Towne Park | Princeton | NJ | 08/2015 | 05/2018 |
| Dick's Sporting Goods | Princeton | NJ | 07/2018 | 04/2020 |
| Rider University | Lawrenceville | NJ | 09/2019 | 04/2020 |
| Mercer County Community College | West Windsor | NJ | 09/2014 | 05/2018 |
| Rider University | Lawrenceville | NJ | 09/2018 | 05/2020 |
| Robert Half International | San Ramon | CA | 08/2020 | 01/2021 |
| E*Trade Securities Llc | Sandy | UT | 02/2021 | 09/2023 |
| Morgan Stanley | Sandy | UT | 11/2022 | 08/2023 |
| Morgan Stanley | Rolling Hills Estates | CA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-05 |
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