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Adam James Dake

LPl Enterprise, LLC

Syracuse, NY

Pittsford, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

500 Plum St Ste 301, Syracuse, NY 13204 • United States

1000 Pittsford Victor Road Suite 2E, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Pittsford NY 05/2020 11/2024
Countrymax Farmington NY 06/2019 Present
Nazareth College Rochester NY 08/2018 05/2020
Pace Bootlegger Volleyball Club Rochester NY 11/2018 Present
Virtual, Inc. Wakefield MA 01/2018 05/2018
Eddie O'BRien's Farmington NY 06/2017 09/2018
Pinnacle Athletic Complex Victor NY 05/2018 08/2018
Srf & Associates Henrietta NY 01/2014 Present
Tse Gates NY 05/2019 08/2019
Prudential Insurance Company Of America Pittsford NY 08/2020 Present
Lpl Enterprise, Llc Pittsford NY 11/2024 Present
  • 05/2020 → 11/2024
    Pruco Securities, Llc.
    Pittsford, NY
  • 06/2019 → Present
    Countrymax
    Farmington, NY
  • 08/2018 → 05/2020
    Nazareth College
    Rochester, NY
  • 11/2018 → Present
    Pace Bootlegger Volleyball Club
    Rochester, NY
  • 01/2018 → 05/2018
    Virtual, Inc.
    Wakefield, MA
  • 06/2017 → 09/2018
    Eddie O'BRien's
    Farmington, NY
  • 05/2018 → 08/2018
    Pinnacle Athletic Complex
    Victor, NY
  • 01/2014 → Present
    Srf & Associates
    Henrietta, NY
  • 05/2019 → 08/2019
    Tse
    Gates, NY
  • 08/2020 → Present
    Prudential Insurance Company Of America
    Pittsford, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Pittsford, NY
Previous Registrations
Other Businesses

1) 11/25/2024-Pace Bootlegger-Part Time Volleyball Coach-Not Inv Related- At Rochester, NY-1hrs/mth-0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-01
S63 Uniform Securities Agent State Law Examination 2020-08-18
  • S66 Uniform Combined State Law Examination
    2021-12-01
  • S63 Uniform Securities Agent State Law Examination
    2020-08-18
Other Names
  • Adam Dake

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · SYRACUSE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY
EAGLE STRATEGIES LLC · DEWITT, NY
EAGLE STRATEGIES LLC · DEWITT, NY
COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
EAGLE STRATEGIES LLC · DEWITT, NY

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