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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
301 North Main St Suite 2424, Winston Salem, NC 27101 • United States
5587 Garden Village Way Suite E, Greensboro, NC 27410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 05/2020 | 11/2024 |
| Unemployment | Winston Salem | NC | 03/2020 | Present |
| Aarons | Greensboro | NC | 07/2006 | 03/2020 |
| Prudential Insurance Company Of America | Charlotte | NC | 09/2020 | Present |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1.10/08/2024; CAPSTONE HEALTH; Direct sales/MLM; YES inv related; 3 hrs/mo non trading; 3hr/mo trading; 09/20/2024 AIRBNB POSITION: other NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2022 ADDRESS: 4117 Shadetree Dr, Winston Salem NC 27107, United States DESCRIPTION: Renting out a room in my home. maintaining keeping the room clean in between guests.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
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