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Therese Jover Dalto

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-18
TX RA APPROVED 2022-07-18
  • NY RA
    APPROVED
    Since 2022-07-18
  • TX RA
    APPROVED
    Since 2022-07-18

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 01/2014 Present
Morgan Stanley Garden City NY 01/2022 Present
  • 01/2014 → Present
    Deutsche Bank Securities Inc.
    New York, NY
  • 01/2022 → Present
    Morgan Stanley
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-16
S63 Uniform Securities Agent State Law Examination 2018-06-28
  • S65 Uniform Investment Adviser Law Examination
    2022-07-16
  • S63 Uniform Securities Agent State Law Examination
    2018-06-28
Other Names
  • Therese Hormillosa

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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