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Peter Cappiello

Charles Schwab & Co., Inc.

Fairfield, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-12-14
ME RA APPROVED 2018-09-13
  • CT RA
    APPROVED
    Since 2020-12-14
  • ME RA
    APPROVED
    Since 2018-09-13

Branch Locations

1248 Post Road Suite 100, Fairfield, CT 06824-6008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Boston MA 08/2016 02/2018
Td Ameritrade, Inc. Natick MA 02/2018 08/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 08/2018
Charles Schwab & Co., Inc. Fairfield CT 08/2018 Present
Charles Schwab Bank Ssb Fairfield CT 08/2018 Present
  • 08/2016 → 02/2018
    Scottrade
    Boston, MA
  • 02/2018 → 08/2018
    Td Ameritrade, Inc.
    Natick, MA
  • 02/2018 → 08/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 08/2018 → Present
    Charles Schwab & Co., Inc.
    Fairfield, CT
  • 08/2018 → Present
    Charles Schwab Bank Ssb
    Fairfield, CT
Previous Registrations
  • 2018-02-27 → 2018-08-31
    Td Ameritrade, Inc.
    Framingham, MA
  • 2018-02-26 → 2018-08-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-07-31 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-19
  • S66 Uniform Combined State Law Examination
    2017-01-19

View on SEC IAPD

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Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
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