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James Thomas Ciccone

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
NY RA APPROVED 2022-06-07
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • NY RA
    APPROVED
    Since 2022-06-07

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Garden City NY 08/2021 Present
Unemployed Melville NY 12/2019 06/2021
Stifel Nicolaus Garden City NJ 06/2016 12/2019
  • 08/2021 → Present
    Stifel
    Garden City, NY
  • 12/2019 → 06/2021
    Unemployed
    Melville, NY
  • 06/2016 → 12/2019
    Stifel Nicolaus
    Garden City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-06
  • S66 Uniform Combined State Law Examination
    2022-06-06

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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