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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-20
MN RA APPROVED 2018-10-19
  • TX RA
    APPROVED
    Since 2019-09-20
  • MN RA
    APPROVED
    Since 2018-10-19

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 06/2018 Present
University Of St. Thomas St. Paul MN 09/2014 05/2018
Merrill Lynch Duluth MN 06/2017 08/2017
Merrill Lynch Bloomington MN 06/2016 09/2016
University Of St. Thomas St. Paul MN 09/2016 06/2018
Bank Of America, N.A. Duluth MN 07/2019 Present
  • 06/2018 → Present
    Duluth, MN
  • 09/2014 → 05/2018
    University Of St. Thomas
    St. Paul, MN
  • 06/2017 → 08/2017
    Merrill Lynch
    Duluth, MN
  • 06/2016 → 09/2016
    Merrill Lynch
    Bloomington, MN
  • 09/2016 → 06/2018
    University Of St. Thomas
    St. Paul, MN
  • 07/2019 → Present
    Bank Of America, N.A.
    Duluth, MN
Other Businesses

I*121625 For profit or not for profit: For-Profit Organization Name of outside business organization: JOYNES INC. Investment related: No Address of business: GRAND MARAIS, Minnesota 55604 Nature of business: Corporation, Position, title, association: Family Held, Start date of relationship: 3/7/2019 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 Duties: This entity is a family business. I do not have any ownership or any active roles. I am a signor on the account for continuity purposes if decisions were needing to be made for transition. I*5035272 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO L. K J. IRA FBO L. K J. Address: Duluth, Minnesota, 55804 Investment Related: No Position, Title, Association: POA Employee Start Date: 07/21/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: POA/Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-18
  • S66 Uniform Combined State Law Examination
    2018-10-18
Other Names
  • Madeline M Joynes
  • Madi Joynes
  • Madeline Joynes
  • Madeline Marae Joynes

View on SEC IAPD

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