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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-20 |
| MN | RA | APPROVED | 2018-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | MN | 06/2018 | Present |
| University Of St. Thomas | St. Paul | MN | 09/2014 | 05/2018 |
| Merrill Lynch | Duluth | MN | 06/2017 | 08/2017 |
| Merrill Lynch | Bloomington | MN | 06/2016 | 09/2016 |
| University Of St. Thomas | St. Paul | MN | 09/2016 | 06/2018 |
| Bank Of America, N.A. | Duluth | MN | 07/2019 | Present |
I*121625 For profit or not for profit: For-Profit Organization Name of outside business organization: JOYNES INC. Investment related: No Address of business: GRAND MARAIS, Minnesota 55604 Nature of business: Corporation, Position, title, association: Family Held, Start date of relationship: 3/7/2019 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 Duties: This entity is a family business. I do not have any ownership or any active roles. I am a signor on the account for continuity purposes if decisions were needing to be made for transition. I*5035272 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO L. K J. IRA FBO L. K J. Address: Duluth, Minnesota, 55804 Investment Related: No Position, Title, Association: POA Employee Start Date: 07/21/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: POA/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-18 |
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