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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-17
  • NC RA
    APPROVED
    Since 2023-04-17

Branch Locations

1025 Peace Haven Rd, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Winston-Salem NC 05/2014 Present
Secu Brokerage Services Raleigh NC 05/2016 03/2018
Secu Life Insurance Company Raleigh NC 05/2016 Present
Credit Union Investment Services Raleigh NC 01/2017 03/2018
Secu Brokerage Services Raleigh NC 01/2023 Present
Credit Union Investment Services Raleigh NC 04/2023 Present
Members Trust Company Tampa FL 10/2024 Present
  • 05/2014 → Present
    State Employees' Credit Union
    Winston-Salem, NC
  • 05/2016 → 03/2018
    Secu Brokerage Services
    Raleigh, NC
  • 05/2016 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 01/2017 → 03/2018
    Raleigh, NC
  • 01/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 04/2023 → Present
    Raleigh, NC
  • 10/2024 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL Advisory Services Specialist. START DATE: 5/2014. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 5/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: 10/2024 . Title: Trust Rep. Rental Property, 2421 Eagle Creek Ct., Unit 303, Winston Salem NC 27103. Investment related. Property owner. Minimal landlord duties. Start date: 10/2017. Hrs/mo: < 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-04-14
  • S63 Uniform Securities Agent State Law Examination
    2023-04-14
Designations

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